Consultancy Services for Fund Boards & Asset Managers
Expert guidance for Transfer Agency (TA) & Custody RFP evaluations, SEC Tailored Shareholder Reporting (TSR) operational transitions, and AI Model Risk Management (MRM) frameworks.
Strategic Advisory for Funds & Advisers
Leveraging 35+ years of C-suite executive experience at Broadridge, Bear Stearns Funds Management, and fund board rooms to solve complex operational challenges.
Service Provider Selection & RFP Evaluation
Independent guidance on vendor selection, contract negotiation, and service level agreements (SLAs) across mutual fund infrastructure:
- Transfer Agency (TA) platforms & shareholder recordkeeping
- Fund Accounting & Custody banking operations
- Proxy voting infrastructure & distribution processing
AI Deployment & Operational Automation
Helping fund boards and management teams safely evaluate, govern, and integrate practical Artificial Intelligence tools into operational workflows:
- Safe governance frameworks for AI model adoption
- Automation of regulatory compliance reporting (Form N-PORT, N-CEN)
- Streamlining Board Book preparation & compliance summaries
Start a Confidential Conversation
Frank welcomes confidential conversations regarding selective Independent Director, Audit Committee Chair, Advisory Board, and senior consulting opportunities with registered investment funds, BDCs, and asset management platforms.