Senior Investment Management Consultant and designated Audit Committee Financial Expert
Fiduciary Leadership. Audit Oversight. Strategic Advisory.
Core Mission & Mandate
"Qualified professional for candidacy as an independent fund director, including audit committee chair. Offering strategic consultancy to help investment managers navigate operational, financial and regulatory complexities, evaluating service provider ecosystems, and developing and deploying emerging AI technologies with confidence."
Primary Focus
Audit Committee Leadership & Board Directorships
Available for open independent board seats and Audit Committee Chairmanship for Mutual Funds, ETFs & CEFs. 35+ years of financial & SEC oversight experience.
Consultancy
Strategic Advisory & AI RegTech Solutions
Specialized consulting for fund boards, CCOs & advisers on service provider RFPs/evaluations, Section 15(c) renewals & practical AI deployment.
$3B+ AUM
NYSE CEF Board Leadership
35+ Years
Asset Management Track Record
CPA (INACTIVE)
Audit Committee Financial Expert
IDC Member
Independent Directors Council
Board Directorship & Strategic Advisory Inquiries
Start a Confidential Conversation
Frank welcomes confidential conversations regarding selective Independent Director, Audit Committee Chair, Advisory Board, and senior consulting opportunities with registered investment funds, BDCs, and asset management platforms.